B. Riley Financial Inc. received a delinquency notification letter from Nasdaq on November 21, 2025.
The company anticipates meeting the new filing deadlines granted by the Nasdaq Hearing Panel.
Quarterly filings and compliance with Nasdaq listing rules are key focus areas for the company.
Extended Filing Deadlines Granted
Nasdaq granted extended filing deadlines for the Second and Third Quarter 10-Q filings.
Compliance Situation
Company faced non-compliance issues with delays in filing required periodic financial reports with the SEC.
Exception to Filing Rule
The Panel granted an exception to the Filing Rule, allowing filing flexibility until January 20, 2026.
- The notification has no immediate effect on the listing of the company's securities on Nasdaq.
- B. Riley Financial Inc. remains committed to regaining compliance with Nasdaq listing requirements.
B. Riley Financial Inc. is actively pursuing measures to address compliance concerns and maintain its listing on Nasdaq. The company's proactive approach reflects its commitment to transparency and regulatory compliance.