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B. Riley Financial Announces Notification of Delinquency with Nasdaq

B. Riley Financial (RILY) | August 22, 2025

By Paula Scott

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B. Riley Financial received a delinquency notification from Nasdaq on August 20, 2025.

The notification pertained to the delayed filing of the Company's Form 10-Q for the period ended June 30, 2025.

Nasdaq granted the Company an exception until September 29, 2025, to file its delinquent forms.

Delinquency Notification

Received an expected delinquency notification letter from Nasdaq on August 20, 2025.

Nasdaq Listing Rule

Requires timely filing of all required periodic financial reports with the SEC.

Compliance Exception

Granted an exception until September 29, 2025, to file delinquent forms.

  • This delinquency indicates a delay in financial reporting, raising concerns among investors.
  • The Company must update its plan to regain compliance by September 4, 2025, due to the additional delinquency.

B. Riley Financial faces challenges due to delinquency but is working towards regaining compliance with Nasdaq.