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Associated Capital Group, Inc. Announces Voluntary NYSE Delisting and SEC Deregistration

Associated Capital Group, Inc. (AC) | August 15, 2025

By George Clark

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Associated Capital Group, Inc. announced its intention to voluntarily delist its Class A common stock from the NYSE and deregister under Section 12(b) of the Securities Exchange Act of 1934.

After delisting from the NYSE, AC plans to provide liquidity to its Class A stock shareholders by listing on the OTCQX platform.

The company expects to file a Form 25 with the SEC around August 25, 2025, with the last day of trading on the NYSE anticipated to be around September 4, 2025.

Reason for Delisting

Belief that the burdens of being a registered public company outweigh the benefits at this time, leading to cost savings and redirection of resources.

Liquidity Provision

Commitment to provide liquidity to stockholders after delisting by taking actions to have the common stock traded on the OTCQX.

Financial Services Offered

AC is a diversified global financial services company providing alternative investment management through Gabelli & Company Investment Advisers, Inc.

  • The decision to delist and deregister highlights a strategic shift towards reallocating financial and management resources to new business opportunities.
  • Reducing legal, audit, and reporting costs associated with being a reporting company will likely contribute to cost savings and potentially increase operational efficiency.

The Board of Directors believes that delisting and deregistering will benefit the company and its stockholders by reducing costs and enabling a focus on a wider range of business opportunities.